SEC Form 4 · accession 0000098362-17-000035
TIMKEN CO · TKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip D. Fracassa
Officer — EVP & CFO
Period of report
Feb 21, 2017
Accepted (ET)
Feb 22, 2017 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2017 | M | 5,000 | $22.13 | A | 40,538 | D | |
| Common Stock | Feb 21, 2017 | F | 778 | $44.48 | D | 39,760 | D | |
| Common Stock | Feb 21, 2017 | S | 4,222 | $44.48 | D | 35,538 | D | |
| Common Stock | holding | — | — | — | 3,584 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F1 | $22.13 | Feb 21, 2017 | M | 5,000 | D | Feb 4, 2009 | Feb 4, 2018 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F15,000 stock options from 2-4-2008 grant of 7,500 stock options (previously reported on a Form 4). The stock options vested in 25% increments per year from the date of grant.