SEC Form 4 · accession 0000098362-17-000012

TIMKEN CO · TKR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP - Human Resources

Period of report

Feb 11, 2017

Accepted (ET)

Feb 14, 2017 · 1:47 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000098362

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Feb 11, 2017	A	456	$0.00	A	8,816	D
Common Stock	Feb 11, 2017	F	165	$45.20	D	8,651	D
Common Stock^F3	Feb 12, 2017	A	325	$0.00	A	8,976	D
Common Stock	Feb 12, 2017	A	118	$45.20	D	8,858	D
Common Stock	holding	—	—		—	6,364	I	401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Share Unit^F4	$0.00	Feb 13, 2017	A	1,825	A	—	Feb 13, 2021	Common Stock	1,825	1,825	D
Restricted Share Unit^F5	$0.00	Feb 13, 2017	A	4,550	A	—	Dec 31, 2019	Common Stock	4,550	4,550	D
Employee Stock Options (right to buy)^F6	$45.35	Feb 13, 2017	A	11,675	A	Feb 13, 2018	Feb 13, 2027	Common Stock	11,675	11,675	D

F1Represents vesting of 25% of the restricted share units granted on February 11, 2016.
F2Includes 56 shares earned through dividend reinvestment in 2016.
F3Represents vesting of 25% of the restricted share units granted on February 12, 2015.
F4Grant of 1,825 time-based restricted share units that vest 25% per year.
F5Grant of 4,550 performance-based restricted share units subject to certain performance criteria between January 1, 2017 and December 31, 2019.
F6These options will become exercisable in annual 25% increments beginning on February 13, 2018.