SEC Form 4 · accession 0000098362-16-000156
TIMKEN CO · TKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Burkhart
Officer — EVP, GC and Secretary
Period of report
Aug 29, 2016
Accepted (ET)
Aug 29, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2016 | M | 5,050 | $16.34 | A | 40,607 | D | |
| Common Stock | Aug 29, 2016 | F | 815 | $34.37 | D | 39,792 | D | |
| Common Stock | Aug 29, 2016 | S | 4,235 | $34.37 | D | 35,557 | D | |
| Common Stock | holding | — | — | — | 5,618 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $16.34 | Aug 29, 2016 | M | 5,050 | D | Feb 8, 2011 | Feb 8, 2020 | Common Stock | 5,050 | 0 | D |
Explanation of responses
- F15,050 shares granted on 2/8/2010 (previously reported on a Form 4) vested in 25% increments per year from the date of grant.