SEC Form 4 · accession 0000098362-16-000154
TIMKEN CO · TKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip D. Fracassa
Officer — EVP & CFO
Period of report
Aug 24, 2016
Accepted (ET)
Aug 24, 2016 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2016 | M | 2,500 | $22.13 | A | 30,784 | D | |
| Common Stock | Aug 24, 2016 | F | 271 | $34.27 | D | 30,513 | D | |
| Common Stock | Aug 24, 2016 | S | 2,229 | $34.27 | D | 28,284 | D | |
| Common Stock | holding | — | — | — | 3,572 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $22.13 | Aug 24, 2016 | M | 2,500 | D | Feb 4, 2009 | Feb 4, 2018 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F17,500 shares granted on 2/4/2008 (previously reported on a Form 4) vested in 25% increments per year.