SEC Form 4 · accession 0000098246-19-000014

TIFFANY & CO · TIF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SENIOR VICE PRESIDENT

Period of report

Jan 17, 2019

Accepted (ET)

Jan 22, 2019 · 4:35 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000098246

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock $.01 Par^F1	Jan 17, 2019	M	634	—	A	30,524	D
Common Stock $.01 Par^F2	Jan 17, 2019	M	13	—	A	30,537	D
Common Stock $.01 Par^F3	Jan 17, 2019	F	282	$83.39	D	30,255	D
Common Stock $.01 Par	holding	—	—		—	530	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F5	$85.26	Jan 17, 2019	A	17,676	A	—	Jan 17, 2029	Common Stock $.01 Par	17,676	17,676	D
Restricted Stock Units^F6	—	Jan 17, 2019	A	3,244	A	—	—	Common Stock $.01 Par	3,244	3,244	D
Performance-based Restricted Stock Units^F7,F8	—	Jan 17, 2019	A	12,962	A	—	—	Common Stock $.01 Par	12,962	12,962	D
Restricted Stock Units^F1	—	Jan 17, 2019	M	634	D	—	—	Common Stock $.01 Par	634	1,902	D
Dividend Equivalent Units^F2	—	Jan 17, 2019	M	13	D	—	—	Common Stock $.01 Par	13	937	D

F1The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in four equal annual installments on January 17, 2019, 2020, 2021 and 2022.
F2Settlement of dividend equivalent units in connection with vesting of restricted stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the restricted stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.
F3Shares withheld to cover taxes on vested restricted stock units and dividend equivalent units pursuant to issuer's default equity vesting procedures.
F4Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.
F5The option vests in four equal annual installments on January 17, 2020, 2021, 2022 and 2023.
F6The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in four equal annual installments on January 17, 2020, 2021, 2022 and 2023.
F7The performance-based restricted stock units convert to the issuer's common stock on a one-for-one basis.
F8All or a percentage of the units will be converted to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2022. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled.