SEC Form 4 · accession 0000098246-18-000299
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Erceg
Officer — Principal Financial Officer
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1 | Nov 16, 2018 | M | 8,751 | — | A | 13,009 | D | |
| Common Stock $.01 ParF2 | Nov 16, 2018 | F | 4,465 | $105.98 | D | 8,544 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Nov 16, 2018 | M | 8,751 | D | — | — | Common Stock $.01 Par | 8,751 | 8,751 | D |
Explanation of responses
- F1The restricted stock units convert to the issuer's common stock on a one-for-one basis and vest in three equal installments on November 16, 2017, 2018 and 2019.
- F2Shares withheld to cover taxes on vested restricted stock units pursuant to issuer's default equity vesting procedures.