SEC Form 4 · accession 0000098246-18-000251
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles K. Marquis
Director
Period of report
May 24, 2018
Accepted (ET)
Jun 4, 2018 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1 | holding | — | — | — | 48,933 | D | ||
| Common Stock $.01 ParF2 | holding | — | — | — | 29,729 | I | Revocable Trust | |
| Common Stock $.01 ParF3 | holding | — | — | — | 56,000 | I | Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1933 shares in the total is a vested restricted stock unit grant. The reporting person has elected to defer the maturity date of the vested restricted stock units (and thereby the delivery of the related shares) until six months after the date on which he ceased to be a director.
- F2Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
- F3Irrevocable Trust titled "Marquis 2012 Children's Trust." Reporting person is the sole trustee of the trust. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by the Marquis 2012 Children's Trust.