SEC Form 4 · accession 0000098246-18-000249
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abby F Kohnstamm
Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 4, 2018 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1 | Jun 1, 2018 | M | 4,717 | $26.10 | A | 37,312 | D | |
| Common Stock $.01 ParF1 | Jun 1, 2018 | M | 3,860 | $42.37 | A | 41,172 | D | |
| Common Stock $.01 ParF2,F1 | Jun 1, 2018 | S | 8,577 | $132.1618 | D | 32,595 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F4,F3 | $26.10 | Jun 1, 2018 | M | 4,717 | D | — | May 21, 2019 | Common Stock $.01 Par | 4,717 | 0 | D |
| Non-Qualified Stock Option (Right to Buy)F6,F5 | $42.37 | Jun 1, 2018 | M | 3,860 | D | — | May 20, 2020 | Common Stock $.01 Par | 3,860 | 0 | D |
Explanation of responses
- F1633 shares in the total are unvested restricted stock units.
- F2The price in Column 4 is a weighted average price. The price actually received ranged from $131.98 to $132.26 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3Options granted pursuant to the Tiffany & Co. 2008 Directors Equity Compensation Plan, which complies with Rule 16b-3, on May 21, 2009. The option became exercisable in full on the first business day following the grant date.
- F4Total grant 4,717 shares. 0 shares previously exercised.
- F5Options granted pursuant to the Tiffany & Co. 2008 Directors Equity Compensation Plan, which complies with Rule 16b-3, on May 20, 2010. The option became exercisable in full on the first business day following the grant date.
- F6Total grant 3,860 shares. 0 shares previously exercised.