SEC Form 4 · accession 0000098246-18-000229
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francesco Trapani
Director
Period of report
May 24, 2018
Accepted (ET)
May 29, 2018 · 9:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1,F2 | May 24, 2018 | A | 633 | $0.00 | A | 1,789 | D | |
| Common Stock $.01 ParF3 | holding | — | — | — | 445,000 | I | By Argenta Holdings Sarl |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F4 | $126.44 | May 24, 2018 | A | 3,326 | A | May 25, 2018 | May 24, 2028 | Common Stock $.01 Par | 3,326 | 3,326 | D |
Explanation of responses
- F1Includes 633 unvested restricted stock units, which will vest in accordance with their terms on the earlier of the one-year anniversary of the grant date, or the termination of the reporting person's service as a director due to death or disability.
- F2Given for no consideration.
- F3The reporting person owns 100% of the capital of Argenta Holdings Sarl.
- F4Options granted pursuant to the Tiffany & Co. 2017 Directors Equity Compensation Plan, which complies with Rule 16b-3. The option is exercisable on the first business day following the grant date.