SEC Form 4 · accession 0000098246-18-000164
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrea Davey
Officer — Senior Vice President
Period of report
Mar 15, 2018
Accepted (ET)
Mar 23, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1 | Mar 15, 2018 | M | 415 | — | A | 3,265 | D | |
| Common Stock $.01 ParF2 | Mar 15, 2018 | M | 8 | — | A | 3,273 | D | |
| Common Stock $.01 ParF3 | Mar 15, 2018 | F | 157 | $102.27 | D | 3,116 | D | |
| Common Stock $.01 ParF4 | Mar 16, 2018 | M | 534 | — | A | 3,650 | D | |
| Common Stock $.01 ParF5 | Mar 16, 2018 | F | 182 | $97.5749 | D | 3,468 | D | |
| Common Stock $.01 ParF6 | Mar 18, 2018 | M | 439 | — | A | 3,907 | D | |
| Common Stock $.01 ParF5 | Mar 18, 2018 | F | 146 | $97.26 | D | 3,761 | D | |
| Common Stock $.01 ParF7 | Mar 19, 2018 | M | 405 | — | A | 4,166 | D | |
| Common Stock $.01 ParF5 | Mar 19, 2018 | F | 137 | $97.26 | D | 4,029 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 15, 2018 | M | 415 | D | — | — | Common Stock $.01 Par | 415 | 1,245 | D |
| Dividend Equivalent UnitsF2 | — | Mar 15, 2018 | M | 8 | D | — | — | Common Stock $.01 Par | 8 | 25 | D |
| Restricted Stock UnitsF4 | — | Mar 16, 2018 | M | 534 | D | — | — | Common Stock $.01 Par | 534 | 1,068 | D |
| Restricted Stock UnitsF6 | — | Mar 18, 2018 | M | 439 | D | — | — | Common Stock $.01 Par | 439 | 439 | D |
| Restricted Stock UnitsF7 | — | Mar 19, 2018 | M | 405 | D | — | — | Common Stock $.01 Par | 405 | 0 | D |
Explanation of responses
- F1The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in four equal annual installments on March 15, 2018, 2019, 2020 and 2021.
- F2Settlement of dividend equivalent units in connection with vesting of restricted stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the restricted stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.
- F3Shares withheld to cover taxes on vested restricted stock units and dividend equivalent units pursuant to issuer's default equity vesting procedures.
- F4The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in three equal annual installments on March 16, 2018, 2019 and 2020.
- F5Shares withheld to cover taxes on vested restricted stock units pursuant to issuer's default equity vesting procedures.
- F6The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in two equal annual installments on March 18, 2018 and 2019.
- F7The restricted stock units convert to the issuer's common stock on a one-for-one basis and vested in a single installment on March 19, 2018.