SEC Form 4 · accession 0000098246-18-000160

TIFFANY & CO · TIF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SENIOR VICE PRESIDENT

Period of report

Mar 21, 2018

Accepted (ET)

Mar 23, 2018 · 4:28 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000098246

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock $.01 Par^F1	Mar 21, 2018	M	3,044	—	A	11,962	D
Common Stock $.01 Par	Mar 21, 2018	F	1,491	$97.97	D	10,471	D
Common Stock $.01 Par	holding	—	—		—	3	I	By ESPP
Common Stock $.01 Par	holding	—	—		—	83	I	By 401(K)
Common Stock $.01 Par	holding	—	—		—	284	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance-based Restricted Stock Units^F1	—	Mar 21, 2018	M	3,044	D	—	—	Common Stock $.01 Par	3,044	0	D

F1Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2018 and publication of issuer's audited financial statements for the fiscal year-ended on that date. 11,400 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. 8,356 performance-based restricted stock units not eligible for conversion at the end of the performance period were canceled.