SEC Form 4 · accession 0000098246-18-000141

TIFFANY & CO · TIF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SENIOR VICE PRESIDENT

Period of report

Mar 16, 2018

Accepted (ET)

Mar 20, 2018 · 5:59 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000098246

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock $.01 Par^F1,F2	Mar 16, 2018	M	1,848	—	A	4,876	D
Common Stock $.01 Par^F3,F2	Mar 16, 2018	M	37	—	A	4,913	D
Common Stock $.01 Par^F4,F2	Mar 16, 2018	F	721	$97.5749	D	4,192	D
Common Stock $.01 Par	holding	—	—		—	12	I	BY ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	—	Mar 16, 2018	M	1,848	D	—	—	Common Stock $.01 Par	1,848	3,696	D
Dividend Equivalent Units^F3	—	Mar 16, 2018	M	37	D	—	—	Common Stock $.01 Par	37	340	D

F1The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in three equal annual installments on March 16, 2018, 2019 and 2020.
F2108 shares in the total are unvested restricted stock units.
F3Settlement of dividend equivalent units in connection with vesting of restricted stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the restricted stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.
F4Shares withheld to cover taxes on vested restricted stock units and dividend equivalent units pursuant to issuer's default equity vesting procedures.