SEC Form 4 · accession 0000098246-18-000139
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gretchen Koback-Pursel
Officer — Senior Vice President
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1 | Mar 16, 2018 | M | 427 | — | A | 616 | D | |
| Common Stock $.01 ParF2 | Mar 16, 2018 | F | 145 | $97.5749 | D | 471 | D | |
| Common Stock $.01 ParF3 | Mar 18, 2018 | M | 352 | — | A | 823 | D | |
| Common Stock $.01 ParF2 | Mar 18, 2018 | F | 120 | $97.26 | D | 703 | D | |
| Common Stock $.01 Par | holding | — | — | — | 388 | I | By ESOP | |
| Common Stock $.01 Par | holding | — | — | — | 849 | I | By 401(K) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 16, 2018 | M | 427 | D | — | — | Common Stock $.01 Par | 427 | 854 | D |
| Restricted Stock UnitsF3 | — | Mar 18, 2018 | M | 352 | D | — | — | Common Stock $.01 Par | 352 | 352 | D |
Explanation of responses
- F1The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in four equal annual installments on March 16, 2017, 2018, 2019 and 2020.
- F2Shares withheld to cover taxes on vested restricted stock units pursuant to issuer's default equity vesting procedures.
- F3The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in four equal annual installments on March 18, 2016, 2017, 2018 and 2019.