SEC Form 4 · accession 0000098246-18-000090

TIFFANY & CO · TIF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SENIOR VICE PRESIDENT

Period of report

Jan 22, 2018

Accepted (ET)

Jan 24, 2018 · 5:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000098246

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock $.01 Par	Jan 22, 2018	M	16,300	$88.77	A	22,369	D
Common Stock $.01 Par	Jan 22, 2018	M	4,130	$79.23	A	26,499	D
Common Stock $.01 Par	Jan 22, 2018	M	8,489	$61.80	A	34,988	D
Common Stock $.01 Par	Jan 22, 2018	M	17,250	$86.74	A	52,238	D
Common Stock $.01 Par^F1	Jan 22, 2018	S	40,251	$109.2219	D	11,987	D
Common Stock $.01 Par	holding	—	—		—	3	I	By ESPP
Common Stock $.01 Par	holding	—	—		—	83	I	By 401(K)
Common Stock $.01 Par	holding	—	—		—	282	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3,F2	$88.77	Jan 22, 2018	M	16,300	D	—	Jan 16, 2024	Common Stock $.01 Par	16,300	0	D
Employee Stock Option (Right to Buy)^F5,F4	$79.23	Jan 22, 2018	M	4,130	D	—	Jan 19, 2027	Common Stock $.01 Par	4,130	12,390	D
Employee Stock Option (Right to Buy)^F7,F6	$61.80	Jan 22, 2018	M	8,489	D	—	Jan 20, 2026	Common Stock $.01 Par	8,489	16,978	D
Employee Stock Option (Right to Buy)^F9,F8	$86.74	Jan 22, 2018	M	17,250	D	—	Jan 14, 2025	Common Stock $.01 Par	17,250	5,750	D

F1The price in Column 4 is a weighted average price. The price actually received ranged from $109.07 to $109.60 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2Option granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 16, 2014. The option vested in four equal annual installments on January 16, 2015, 2016, 2017 and 2018.
F3Total grant 16,300 shares. 0 shares previously exercised.
F4Option granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 19, 2017. The option vests in four equal annual installments on January 19, 2018, 2019, 2020 and 2021.
F5Total grant 16,520 shares. 0 shares previously exercised.
F6Option granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 20, 2016. The option vests in four equal annual installments on January 20, 2017, 2018, 2019 and 2020.
F7Total grant 33,956 shares. 8,489 shares previously exercised.
F8Option granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 14, 2015. The option vests in four equal annual installments on January 14, 2016, 2017, 2018 and 2019.
F9Total grant 23,000 shares. 0 shares previously exercised.