SEC Form 4 · accession 0000098246-18-000084

TIFFANY & CO · TIF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SENIOR VICE PRESIDENT

Period of report

Jan 19, 2018

Accepted (ET)

Jan 23, 2018 · 7:52 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000098246

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock $.01 Par^F1	Jan 19, 2018	M	758	—	A	6,381	D
Common Stock $.01 Par^F2	Jan 19, 2018	M	15	—	A	6,396	D
Common Stock $.01 Par^F3	Jan 19, 2018	F	327	$107.84	D	6,069	D
Common Stock $.01 Par	holding	—	—		—	3	I	By ESPP
Common Stock $.01 Par	holding	—	—		—	83	I	By 401(K)
Common Stock $.01 Par	holding	—	—		—	282	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	$0.00	Jan 19, 2018	M	758	D	—	—	Common Stock $.01 Par	758	2,274	D
Dividend Equivalent Units^F2	$0.00	Jan 19, 2018	M	15	D	—	—	Common Stock $.01 Par	15	293	D

F1The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in four equal annual installments on January 19, 2018, 2019, 2020 and 2021.
F2Settlement of dividend equivalent units in connection with vesting of restricted stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the restricted stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.
F3Shares withheld to cover taxes on vested restricted stock units and dividend equivalent units pursuant to issuer's default equity vesting procedures.