SEC Form 4 · accession 0000098246-18-000064

TIFFANY & CO · TIF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SENIOR VICE PRESIDENT

Period of report

Jan 17, 2018

Accepted (ET)

Jan 19, 2018 · 6:39 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000098246

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock $.01 Par^F1	holding	—	—		—	2,411	D
Common Stock $.01 Par	holding	—	—		—	12	I	BY ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3	$108.99	Jan 17, 2018	A	10,804	A	—	Jan 17, 2028	Common Stock $.01 Par	10,804	10,804	D
Performance-based Restricted Stock Units^F4,F5	—	Jan 17, 2018	A	7,914	A	—	—	Common Stock $.01 Par	7,914	7,914	D
Restricted Stock Units^F6	—	Jan 17, 2018	A	1,980	A	—	—	Common Stock $.01 Par	1,980	1,980	D

F1108 shares in the total are unvested restricted stock units.
F2Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.
F3The option vests in four equal annual installments on January 17, 2019, 2020, 2021 and 2022.
F4The performance-based restricted stock units convert to the issuer's common stock on a one-for-one basis.
F5All or a percentage of the units will be converted to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2021. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled.
F6The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in four equal annual installments on January 17, 2019, 2020, 2021 and 2022.