SEC Form 4 · accession 0000098246-17-000291

TIFFANY & CO · TIF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 21, 2017

Accepted (ET)

Dec 22, 2017 · 1:58 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000098246

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock $.01 Par^F1	Dec 20, 2017	G	3,000	$0.00	D	169,139	D
Common Stock $.01 Par^F1	Dec 21, 2017	M	10,000	$37.645	A	179,139	D
Common Stock $.01 Par^F2	holding	—	—		—	107,500	I	By KJC Ltd.
Common Stock $.01 Par^F3	holding	—	—		—	32,210	I	By Article IV Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (Right to Buy)^F5,F4	$37.645	Dec 21, 2017	M	10,000	D	—	Jan 17, 2018	Common Stock $.01 Par	10,000	0	D

F1Includes 2,202 restricted stock units, 1,269 of which are vested and 933 of which will vest on the earlier of May 25, 2018, or the termination of the reporting person's service as a director due to death or disability.
F2KJC Ltd. is a Delaware limited partnership of which the reporting person is the sole general partner and of which three of his adult children are limited partners. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by KJC Ltd.
F3Article IV trust dated August 1, 2012 for one of the reporting person's adult children. Reporting person's spouse, Fay Shutzer, is the sole trustee of the trust. Reporting person disclaims beneficial ownership of the Tiffany & Co. stock held by the trust.
F4Options granted pursuant to the Tiffany & Co. 1998 Director Option Plan, which complies with Rule 16b-3, on January 17, 2008. The option vested in two equal annual installments on January 17, 2009 and 2010.
F5Total grant 10,000 shares. 0 shares previously exercised.