SEC Form 4 · accession 0000098246-17-000227
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philippe Galtie
Officer — Senior Vice President
Period of report
Sep 16, 2017
Accepted (ET)
Sep 19, 2017 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1 | Sep 16, 2017 | M | 1,151 | — | A | 1,821 | D | |
| Common Stock $.01 ParF2 | Sep 18, 2017 | F | 475 | $90.15 | D | 1,346 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Sep 16, 2017 | M | 1,151 | D | — | — | Common Stock $.01 Par | 1,151 | 2,302 | D |
Explanation of responses
- F1The restricted stock units convert to the issuer's common stock on a one-for-one basis and vest in four equal installments on September 16, 2016, 2017, 2018 and 2019.
- F2Shares withheld to cover taxes on vested restricted stock units pursuant to issuer's default equity vesting procedures.