SEC Form 4 · accession 0000098246-17-000225
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abby F Kohnstamm
Director
Period of report
Sep 8, 2017
Accepted (ET)
Sep 11, 2017 · 2:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1 | Sep 8, 2017 | M | 10,000 | $37.645 | A | 41,962 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3,F2 | $37.645 | Sep 8, 2017 | M | 10,000 | D | — | Jan 17, 2018 | Common Stock $.01 Par | 10,000 | 0 | D |
Explanation of responses
- F1933 shares in the total are unvested restricted stock units.
- F2Options granted pursuant to the Tiffany & Co. 1998 Director Option Plan, which complies with Rule 16b-3, on January 17, 2008. The option vested in two equal annual installments on January 17, 2009 and 2010.
- F3Total grant 10,000 shares. 0 shares previously exercised.