SEC Form 4 · accession 0000098246-17-000223

TIFFANY & CO · TIF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SENIOR VICE PRESIDENT

Period of report

Sep 7, 2017

Accepted (ET)

Sep 11, 2017 · 2:51 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000098246

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock $.01 Par	Sep 7, 2017	M	20,000	$43.37	A	47,261	D
Common Stock $.01 Par	Sep 7, 2017	M	17,000	$58.00	A	64,261	D
Common Stock $.01 Par^F1	Sep 7, 2017	S	37,000	$93.518	D	27,261	D
Common Stock $.01 Par	holding	—	—		—	517	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3,F2	$43.37	Sep 7, 2017	M	20,000	D	—	Jan 20, 2020	Common Stock $.01 Par	20,000	0	D
Employee Stock Option (Right to Buy)^F5,F4	$58.00	Sep 7, 2017	M	17,000	D	—	Jan 20, 2021	Common Stock $.01 Par	17,000	0	D

F1The price in Column 4 is a weighted average price. The price actually received ranged from $93.4450 to $93.6600 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2Option granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 20, 2010. The option vested in four equal annual installments on January 20, 2011, 2012, 2013 and 2014.
F3Total grant 20,000 shares. 0 shares previously exercised.
F4Option granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 20, 2011. The option vested in four equal annual installments on January 20, 2012, 2013, 2014 and 2015.
F5Total grant 17,000 shares. 0 shares previously exercised.