SEC Form 4 · accession 0000098246-17-000195
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philippe Galtie
Officer — Senior Vice President
Period of report
Jul 19, 2017
Accepted (ET)
Jul 21, 2017 · 12:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | holding | — | — | — | 670 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $91.87 | Jul 19, 2017 | A | 33,312 | A | — | Jul 19, 2027 | Common Stock $.01 Par | 33,312 | 33,312 | D |
| Restricted Stock UnitsF3 | $0.00 | Jul 19, 2017 | A | 5,444 | A | — | — | Common Stock $.01 Par | 5,444 | 5,444 | D |
Explanation of responses
- F1Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.
- F2The option vests in four equal annual installments on July 19, 2018, 2019, 2020 and 2021.
- F3The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in four equal annual installments on July 19, 2018, 2019, 2020 and 2021.