SEC Form 4 · accession 0000098246-17-000186

TIFFANY & CO · TIF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman and Interim CEO · Director

Period of report

Jul 10, 2017

Accepted (ET)

Jul 12, 2017 · 5:19 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000098246

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock $.01 Par	Apr 7, 2017	G	10,572	$0.00	D	7,000	I	By Kowalski Family Foundation
Common Stock $.01 Par^F1	holding	—	—		—	54,299	D
Common Stock $.01 Par	holding	—	—		—	50,000	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Dividend Equivalent Units^F2,F3	—	Jul 10, 2017	A	6	A	—	—	Common Stock	6	6	D

F1Includes 2,117 vested restricted stock units.
F2Represents dividend equivalent units accrued on July 10, 2017 in respect of vested restricted stock units granted to the reporting person on May 26, 2016 pursuant to the Tiffany & Co. 2008 Directors Equity Compensation Plan, which complies with Rule 16b-3. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.
F3The dividend equivalent units vest proportionately with the underlying restricted stock units to which they relate. The reporting person has elected to defer the maturity date of all the restricted stock units and the related dividend equivalent units (and thereby the delivery of the related shares) until six months after the date on which he ceases to be a director. The terms of the restricted stock units provide for earlier delivery upon the death, or the end of service as a result of the disability, of the reporting person.