SEC Form 4 · accession 0000098246-17-000066
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer De Winter
Officer — Senior Vice President
Period of report
Mar 18, 2017
Accepted (ET)
Mar 21, 2017 · 1:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1 | Mar 18, 2017 | M | 7,600 | — | A | 7,600 | D | |
| Common Stock $.01 ParF2 | Mar 20, 2017 | F | 2,806 | $93.925 | D | 4,794 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 18, 2017 | M | 7,600 | D | — | — | Common Stock $.01 Par | 7,600 | 0 | D |
Explanation of responses
- F1The restricted stock units convert to the issuer's common stock on a one-for-one basis and vested on March 18, 2017.
- F2Shares withheld to cover taxes on vested restricted stock units pursuant to issuer's default equity vesting procedures.