SEC Form 4 · accession 0000098246-17-000064
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leigh M. Harlan
Officer — SENIOR VICE PRESIDENT
Period of report
Mar 16, 2017
Accepted (ET)
Mar 17, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1 | holding | — | — | — | 1,816 | D | ||
| Common Stock $.01 Par | holding | — | — | — | 12 | I | BY ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $90.19 | Mar 16, 2017 | A | 30,396 | A | — | Mar 16, 2027 | Common Stock $.01 Par | 30,396 | 30,396 | D |
| Restricted Stock UnitsF4 | $0.00 | Mar 16, 2017 | A | 5,544 | A | — | — | Common Stock $.01 Par | 5,544 | 5,544 | D |
Explanation of responses
- F1360 shares in the total are unvested restricted stock units.
- F2Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.
- F3The option vests in three equal annual installments on March 16, 2018, 2019 and 2020.
- F4The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in three equal annual installments on March 16, 2018, 2019 and 2020.