SEC Form 4 · accession 0000098246-17-000044
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederic Cumenal
Officer — Chief Executive Officer · Director
Period of report
Feb 11, 2017
Accepted (ET)
Mar 8, 2017 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1,F2 | Feb 11, 2017 | M | 12,419 | $0.00 | A | 41,933 | D | |
| Common Stock $.01 ParF1 | Feb 11, 2017 | F | 5,153 | $81.60 | D | 36,780 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 11, 2017 | M | 12,419 | D | — | — | Common Stock $.01 Par | 12,419 | 0 | D |
Explanation of responses
- F1As a result of a Separation Agreement and Release entered into by Issuer, the reporting person and Tiffany and Company on March 6, 2017, 12,419 restricted stock units vested on February 11, 2017. These restricted stock units were originally granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on September 19, 2013.
- F2The restricted stock units convert to common stock on a one-for-one basis.