SEC Form 4 · accession 0000098246-16-000311
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Erceg
Officer — Principal Financial Officer
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| No Securities Are Beneficially Owned | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Nov 16, 2016 | A | 26,253 | A | — | — | Common Stock | 26,253 | 26,253 | D |
| Employee Stock Option (Right to Buy)F3 | $76.19 | Nov 16, 2016 | A | 140,847 | A | — | Nov 16, 2026 | Common Stock | 140,847 | 140,847 | D |
Explanation of responses
- F1The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in three equal installments on November 16, 2017, 2018 and 2019.
- F2Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.
- F3The option vests in three equal annual installments on November 16, 2017, 2018 and 2019.