SEC Form 4 · accession 0000098246-16-000298
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abby F Kohnstamm
Director
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1 | Sep 6, 2016 | M | 10,000 | $40.15 | A | 38,529 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3,F2 | $40.15 | Sep 6, 2016 | M | 10,000 | D | — | Jan 18, 2017 | Common Stock $.01 Par | 10,000 | 0 | D |
Explanation of responses
- F11,269 shares in the total are unvested restricted stock units.
- F2Options granted pursuant to the Tiffany & Co. 1998 Director Option Plan, which complies with Rule 16b-3, on January 18, 2007. The option vested in two equal annual installments on January 18, 2008 and 2009.
- F3Total grant 10,000 shares. 0 shares previously exercised.