SEC Form 4 · accession 0000098246-16-000269
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles K. Marquis
Director
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 8:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1,F2 | May 26, 2016 | A | 1,269 | $0.00 | A | 50,117 | D | |
| Common Stock $.01 ParF3 | holding | — | — | — | 28,782 | I | By Revocable Trust | |
| Common Stock $.01 ParF4 | holding | — | — | — | 56,000 | I | By Irrevocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F5 | $63.38 | May 26, 2016 | A | 6,020 | A | May 27, 2016 | May 26, 2026 | Common Stock $.01 Par | 6,020 | 6,020 | D |
Explanation of responses
- F1Includes 1,269 unvested restricted stock units, which will vest in accordance with their terms on the earlier of the one-year anniversary of the grant date, or the termination of the reporting person's service as a director due to death or disability.
- F2Given for no consideration.
- F3Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
- F4Irrevocable Trust titled "Marquis 2012 Children's Trust." Reporting person is the sole trustee of the trust. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by the Marquis 2012 Children's Trust.
- F5Options granted pursuant to the Tiffany & Co. 2008 Directors Equity Compensation Plan, which complies with Rule 16b-3. The option is exercisable on the first business day following the grant date.