SEC Form 4 · accession 0000098246-16-000232
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Petterson
Officer — SENIOR VICE PRESIDENT
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 2:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1 | Mar 31, 2016 | M | 6,709 | $0.00 | A | 44,631 | D | |
| Common Stock $.01 Par | Mar 31, 2016 | F | 2,494 | $73.16 | D | 42,137 | D | |
| Common Stock $.01 Par | holding | — | — | — | 386 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-based Restricted Stock UnitsF1 | — | Mar 31, 2016 | M | 6,709 | D | — | — | Common Stock | 6,709 | 0 | D |
Explanation of responses
- F1Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2016 and publication of issuer's audited financial statements for the fiscal year-ended on that date. 12,400 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3. 5,691 performance-based restricted stock units not eligible for conversion at the end of the performance period were canceled.