SEC Form 4 · accession 0000098246-16-000201
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Barresi
Officer — VP-CONTRLR PRINC. ACCTG. OFF
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 2:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1,F2,F3 | Mar 16, 2016 | S | 158 | $69.5531 | D | 3,423 | D | |
| Common Stock $.01 ParF4,F5,F6 | Mar 16, 2016 | A | 1,568 | $0.00 | A | 4,991 | D | |
| Common Stock $.01 Par | holding | — | — | — | 220 | I | BY 401K | |
| Common Stock $.01 Par | holding | — | — | — | 32 | I | BY ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold to cover taxes on vested restricted stock units.
- F2The price in Column 4 is a weighted average price. The price actually received ranged from $69.55 to $70.0425 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F32,818 shares in the total are unvested restricted stock units.
- F4Represents a grant of unvested restricted stock units. These restricted stock units vest in four equal annual installments on March 16, 2017, 2018, 2019 and 2020.
- F5Given for no consideration.
- F64,386 shares in the total are unvested restricted stock units.