SEC Form 5 · accession 0000098246-16-000195
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles K. Marquis
Director
Period of report
Jan 31, 2016
Accepted (ET)
Mar 14, 2016 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1,F2 | May 22, 2015 | G | 780 | $0.00 | D | 48,848 | D | |
| Common Stock $.01 ParF3 | holding | — | — | — | 28,782 | I | By Revocable Trust | |
| Common Stock $.01 ParF4 | holding | — | — | — | 56,000 | I | Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares transferred to the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
- F2848 shares in the total is an unvested restricted stock unit grant.
- F3Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
- F4Irrevocable Trust titled "Marquis 2012 Children's Trust." Reporting person is the sole trustee of the trust. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by the Marquis 2012 Children's Trust.