SEC Form 4 · accession 0000098246-15-000142
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philippe Galtie
Officer — Senior Vice President
Period of report
Sep 16, 2015
Accepted (ET)
Sep 18, 2015 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| No Securities Are Beneficially Owned | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Sep 16, 2015 | A | 4,605 | A | — | — | Common Stock | 4,605 | 4,605 | D |
| Employee Stock Option (Right to Buy)F3 | $81.44 | Sep 16, 2015 | A | 19,410 | A | — | Sep 16, 2025 | Common Stock | 19,410 | 19,410 | D |
Explanation of responses
- F1The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in four equal installments on September 16, 2016, 2017, 2018 and 2019.
- F2Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.
- F3The option vests in four equal annual installments on September 16, 2016, 2017, 2018 and 2019.