SEC Form 4 · accession 0000098246-15-000124
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Petterson
Officer — SENIOR VICE PRESIDENT
Period of report
Jun 23, 2015
Accepted (ET)
Jun 24, 2015 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Jun 23, 2015 | M | 17,000 | $40.15 | A | 54,922 | D | |
| Common Stock $.01 Par | Jun 23, 2015 | S | 17,000 | $94.00 | D | 37,922 | D | |
| Common Stock $.01 Par | holding | — | — | — | 380 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F1 | $40.15 | Jun 23, 2015 | M | 17,000 | D | — | Jan 18, 2017 | Common Stock | 17,000 | 0 | D |
Explanation of responses
- F1Options granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 18, 2007. The option vested in four equal annual installments on January 18, 2008, 2009, 2010 and 2011.
- F2Total grant 17,000 shares. 0 shares previously exercised.