SEC Form 4 · accession 0000098246-15-000110
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Joseph Kowalski
Director
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1,F2 | May 28, 2015 | A | 848 | $0.00 | A | 111,544 | D | |
| Common Stock $.01 Par | holding | — | — | — | 2,572 | I | By Kowalski Family Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3 | $94.63 | May 28, 2015 | A | 3,409 | A | May 29, 2015 | May 28, 2025 | Common Stock $.01 Par | 3,409 | 3,409 | D |
Explanation of responses
- F1848 shares in the total are restricted stock units. The restricted stock units vest 100% on the six-month anniversary of the date of termination.
- F2Given for no consideration.
- F3Options granted pursuant to the Tiffany & Co. 2008 Directors Equity Compensation Plan, which complies with Rule 16b-3. The option is exercisable on the first business day following the grant date.