SEC Form 5 · accession 0000098246-15-000023
TIFFANY & CO · TIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Shutzer
Director
Period of report
Jan 31, 2015
Accepted (ET)
Mar 17, 2015 · 9:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 ParF1 | Dec 18, 2014 | G | 3,000 | $0.00 | D | 149,089 | D | |
| Common Stock $.01 ParF2 | holding | — | — | — | 107,500 | I | By KJC Ltd. | |
| Common Stock $.01 ParF3 | holding | — | — | — | 32,210 | I | By Article IV Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1780 shares in the total are restricted stock units. The restricted stock units vest 100% on the first anniversary of the grant date.
- F2KJC Ltd. is a Delaware limited partnership of which the reporting person is the sole general partner and of which three of his adult children are limited partners. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by KJC Ltd.
- F3Article IV trust dated August 1, 2012 for one of the reporting person's adult children. Reporting person's spouse, Fay Shutzer, is the sole trustee of the trust. Reporting person disclaims beneficial ownership of the Tiffany & Co. stock held by the trust.