SEC Form 4 · accession 0001140361-17-016082
TIDEWATER INC · TDW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Edward Thompson
Director
Period of report
Apr 15, 2017
Accepted (ET)
Apr 18, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 15, 2017 | M | 16,838 | — | A | 19,338 | D | |
| Common Stock | Apr 15, 2017 | D | 16,838 | $1.15 | D | 2,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | — | Apr 15, 2017 | M | 16,838 | D | — | — | Common Stock | 16,838 | 16,776 | D |
Explanation of responses
- F1Each deferred stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.
- F2The deferred stock units are fully vested upon grant but are paid out in accordance with the Reporting Person's deferral election.