SEC Form 4 · accession 0001140361-15-022663
TIDEWATER INC · TDW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Douglas Lundstrom
Officer — EVP & General Counsel
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000098222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 28, 2015 | D | 6,144 | $0.00 | D | 51,460 | D | |
| Common StockF3 | holding | — | — | — | 1,461 | I | by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 28, 2015, the date that the Issuer filed its Form 10-K for the fiscal year ended March 31, 2015, these shares of unvested restricted stock were forfeited due to a failure to achieve the applicable performance vesting condition.
- F2Since the date of the Reporting Person's last ownership report, the Reporting Person transferred 18,189 shares to his former spouse pursuant to a domestic relations order.
- F3Represents shares acquired on a periodic basis and held for the benefit of the Reporting Person by the Trustee of the Tidewater Inc. 401(k) Savings Plan as of April 30, 2015.