SEC Form 4 · accession 0001140361-17-014664
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott M Sperling
Director
Period of report
Apr 1, 2017
Accepted (ET)
Apr 4, 2017 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F1 | — | Apr 1, 2017 | A | 244 | A | — | — | Common Stock | 244 | 14,166 | D |
Explanation of responses
- F1Convertible into Common Stock on a 1-for-1 basis.
- F2Represents stock units credited to the Reporting Person's account as of April 1, 2017, at a price of $153.60 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.