SEC Form 4 · accession 0001140361-16-056743
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott M Sperling
Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2016 | M | 20,000 | $36.87 | A | 85,790 | D | |
| Common Stock | Mar 3, 2016 | S | 2,000 | $137.89 | D | 83,790 | D | |
| Common Stock | Mar 3, 2016 | S | 3,350 | $137.90 | D | 80,440 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $36.87 | Mar 3, 2016 | M | 20,000 | D | Nov 9, 2006 | May 5, 2016 | Common Stock | 20,000 | 0 | D |