SEC Form 4 · accession 0001140361-15-013707
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott M Sperling
Director
Period of report
Mar 28, 2015
Accepted (ET)
Mar 31, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F1 | — | Mar 28, 2015 | A | 215 | A | — | — | Common Stock | 215 | 12,539 | D |
Explanation of responses
- F1Convertible into Common Stock on a 1-for-1 basis.
- F2Represents stock units credited to the Reporting Person's account as of March 28, 2015, at a price of $133.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.