SEC Form 4 · accession 0001127602-19-009004
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Williamson
Officer — Sr. VP and CFO
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2019 | A | 8,750 | $0.00 | A | 43,374 | D | |
| Common Stock | Feb 26, 2019 | A | 4,650 | $0.00 | A | 48,024 | D | |
| Common Stock | Feb 26, 2019 | F | 857 | $253.99 | D | 47,167 | D | |
| Common Stock | Feb 27, 2019 | F | 1,138 | $259.14 | D | 46,029 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $253.99 | Feb 26, 2019 | A | 19,650 | A | — | Feb 26, 2026 | Common Stock | 19,650 | 19,650 | D |
Explanation of responses
- F1Shares represent a performance-based restricted stock unit award granted on February 27, 2018. The Company's Compensation Committee determined on February 26, 2019, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 26, 2019, one-third of the shares vest on February 26, 2020, and the remaining one-third vest on February 26, 2021.
- F2The option vests in four equal annual installments beginning on February 26, 2020.