SEC Form 4 · accession 0001127602-19-008984
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc N Casper
Officer — Chief Executive Officer · Director
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2019 | A | 33,250 | $0.00 | A | 290,903 | D | |
| Common Stock | Feb 26, 2019 | A | 17,300 | $0.00 | A | 308,203 | D | |
| Common Stock | Feb 26, 2019 | F | 4,331 | $253.99 | D | 303,872 | D | |
| Common Stock | Feb 27, 2019 | F | 5,906 | $259.14 | D | 297,966 | D | |
| Common Stock | holding | — | — | — | 69,330 | I | By Marc N. Casper 2012 Irrevocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $253.99 | Feb 26, 2019 | A | 71,250 | A | — | Feb 26, 2026 | Common Stock | 71,250 | 71,250 | D |
Explanation of responses
- F1Shares represent a performance-based restricted stock unit award granted on February 27, 2018. The Company's Compensation Committee determined on February 26, 2019, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 26, 2019, one-third of the shares vest on February 26, 2020, and the remaining one-third vest on February 26, 2021.
- F2The option vests in four equal annual installments beginning on February 26, 2020.