SEC Form 4 · accession 0001127602-19-008665
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory J. Herrema
Officer — Senior Vice President
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2019 | S | 758 | $253.691 | D | 25,688 | D | |
| Common Stock | Feb 25, 2019 | S | 700 | $253.715 | D | 24,988 | D | |
| Common Stock | Feb 25, 2019 | M | 10,000 | $124.28 | A | 34,988 | D | |
| Common Stock | Feb 25, 2019 | S | 10,000 | $252.80 | D | 24,988 | D | |
| Common Stock | Feb 25, 2019 | M | 8,350 | $124.28 | A | 33,338 | D | |
| Common Stock | Feb 25, 2019 | S | 8,350 | $253.80 | D | 24,988 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $124.28 | Feb 25, 2019 | M | 10,000 | D | — | Feb 26, 2021 | Common Stock | 10,000 | 8,350 | D |
| Stock Option (Right to Buy)F1 | $124.28 | Feb 25, 2019 | M | 8,350 | D | — | Feb 26, 2021 | Common Stock | 8,350 | 0 | D |
Explanation of responses
- F1The option vested in four equal installments on February 26, 2015, 2016, 2017, and 2018.