SEC Form 4 · accession 0001127602-18-035828
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Williamson
Officer — Sr. VP and CFO
Period of report
Dec 7, 2018
Accepted (ET)
Dec 11, 2018 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2018 | M | 9,500 | $73.24 | A | 44,124 | D | |
| Common Stock | Dec 7, 2018 | S | 9,500 | $241.45 | D | 34,624 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $73.24 | Dec 7, 2018 | M | 9,500 | D | — | Feb 26, 2020 | Common Stock | 9,500 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2018.
- F2The option vested in four equal installments on February 26, 2014, 2015, 2016, and 2017.