SEC Form 4 · accession 0001127602-18-009397
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc N Casper
Officer — Chief Executive Officer · Director
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2018 | A | 19,000 | $0.00 | A | 266,413 | D | |
| Common StockF1 | Feb 27, 2018 | A | 39,900 | $0.00 | A | 306,313 | D | |
| Common Stock | Feb 27, 2018 | F | 5,912 | $210.68 | D | 300,401 | D | |
| Common Stock | Feb 28, 2018 | F | 5,779 | $208.58 | D | 294,622 | D | |
| Common Stock | holding | — | — | — | 69,330 | I | By Marc N. Casper 2012 Irrevocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $210.68 | Feb 27, 2018 | A | 85,850 | A | — | Feb 27, 2025 | Common Stock | 85,850 | 85,850 | D |
Explanation of responses
- F1Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020.
- F2The option vests in four equal annual installments beginning on February 27, 2019.