SEC Form 4 · accession 0001127602-18-009383
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seth H Hoogasian
Officer — Sr. VP & Retiring Gen. Counsel
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2018 | A | 6,203 | $0.00 | A | 31,272 | D | |
| Common Stock | Feb 27, 2018 | F | 2,273 | $210.68 | D | 28,999 | D | |
| Common Stock | Feb 28, 2018 | F | 630 | $208.58 | D | 28,369 | D | |
| Common Stock | Feb 28, 2018 | F | 1,839 | $208.58 | D | 26,530 | D | |
| Common Stock | holding | — | — | — | 407 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020.