SEC Form 4 · accession 0001127602-18-009375
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michel Lagarde
Officer — Senior Vice President
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2018 | A | 2,200 | $0.00 | A | 49,538 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $210.68 | Feb 27, 2018 | A | 7,900 | A | — | Feb 27, 2025 | Common Stock | 7,900 | 7,900 | D |
Explanation of responses
- F1This number reflects a reduction of 98.795 shares which consists of (i) the inadvertent over-declaration of 159 shares in the Form 4 filed on August 31, 2017, and (ii) an aggregate of 60.205 shares that were acquired as dividend equivalents on October 16, 2017 and January 15, 2017.
- F2The option vests in four equal annual installments beginning on February 27, 2019.