SEC Form 4 · accession 0001127602-17-019441
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P Shine
Officer — Senior Vice President
Period of report
May 24, 2017
Accepted (ET)
May 25, 2017 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 24, 2017 | M | 4,688 | $65.15 | A | 29,200 | D | |
| Common Stock | May 24, 2017 | S | 2,344 | $171.85 | D | 26,856 | D | |
| Common Stock | May 24, 2017 | S | 2,344 | $171.90 | D | 24,512 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $65.15 | May 24, 2017 | M | 4,688 | D | — | Dec 12, 2019 | Common Stock | 4,688 | 4,687 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2017.
- F2The option vested in four equal installments on December 12, 2013, 2014, 2015, and 2016.