SEC Form 4 · accession 0001127602-17-011450
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Wilver
Officer — Exec. VP & Chief Admin Officer
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2017 | M | 5,637 | $129.77 | A | 77,233 | D | |
| Common Stock | Mar 10, 2017 | M | 4,350 | $121.62 | A | 81,583 | D | |
| Common Stock | Mar 10, 2017 | S | 9,987 | $158.18 | D | 71,596 | D | |
| Common Stock | holding | — | — | — | 13,200 | I | By Spouse | |
| Common Stock | holding | — | — | — | 5,950 | I | By The Michelle H. Wilver Irrevocable GST Trust of 2016 | |
| Common Stock | holding | — | — | — | 7,850 | I | By The Peter M. Wilver Irrevocable GST Trust of 2016 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $129.77 | Mar 10, 2017 | M | 5,637 | D | — | Feb 24, 2023 | Common Stock | 5,637 | 16,913 | D |
| Stock Option (Right to Buy)F2 | $121.62 | Mar 10, 2017 | M | 4,350 | D | — | Sep 9, 2022 | Common Stock | 4,350 | 13,050 | D |
Explanation of responses
- F1The option vests in four equal annual installments beginning on February 24, 2017.
- F2The option vests in four equal annual installments beginning on September 9, 2016.