SEC Form 4 · accession 0001127602-17-009844
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter E Hornstra
Officer — VP & Chief Accounting Officer
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2017 | A | 375 | $0.00 | A | 17,713 | D | |
| Common Stock | Feb 28, 2017 | A | 850 | $0.00 | A | 18,563 | D | |
| Common Stock | Feb 28, 2017 | F | 40 | $157.68 | D | 18,523 | D | |
| Common Stock | holding | — | — | — | 534 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $157.68 | Feb 28, 2017 | A | 3,050 | A | — | Feb 28, 2024 | Common Stock | 3,050 | 3,050 | D |
Explanation of responses
- F1Shares represent a performance-based restricted stock unit award granted on February 24, 2016. The Company's Compensation Committee determined on February 28, 2017, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 28, 2017, one-third of the shares vest on February 28, 2018, and the remaining one-third vest on February 28, 2019.
- F2The option vests in four equal annual installments beginning on February 28, 2018.